-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPoDsyisHAA7lw0+YR4sfEngN5kGKskyRgNKCZeOAxtChsG4PQIEWvX+6PtVYHul 4P5AUw41jQhBY4IUORWbyA== 0000950135-98-003697.txt : 19980609 0000950135-98-003697.hdr.sgml : 19980609 ACCESSION NUMBER: 0000950135-98-003697 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980608 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770427069 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-50205 FILM NUMBER: 98643807 BUSINESS ADDRESS: STREET 1: 181 METRO DR STREET 2: 3RD FL CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4084674500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EISEN WILLIAM J AGENT FOR THE BLIND CENTRAL INDEX KEY: 0001036803 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 SC 13D/A 1 UNIFY CORP. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Act of 1934 (Amendment No. 3) Unify Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 904743101000 - -------------------------------------------------------------------------------- (CUSIP Number) Kenneth A. Korb, Esq. Perkins, Smith & Cohen, LLP, One Beacon Street, Boston, MA 02108 (617) 854-4000 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 22, 1998 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) 2 CUSIP No. 904743101000 Page 2 of 4 SCHEDULE 13D - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William J. Eisen, Agent for the Blind Trust u/d/t dated 3/26/93, Katherine O'Donnell, as Settlor (hereinafter the "Blind Trust") 04-6728218 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ] ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Organized under the laws of the Cook Islands, South Pacific - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 512,150 NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 512,150 PERSON ----------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 512,150 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.25% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 3 CUSIP No. 904743101000 Page 3 of 4 SCHEDULE 13D ITEM 1. SECURITY AND ISSUER Class of Securities: Common Stock Unify Corp. 181 Metro Drive, Suite 300 San Jose, CA 95110 ITEM 2. IDENTITY AND BACKGROUND (a) Name: William J. Eisen, Agent for The Blind Trust u/d/t 3/26/93 (b) Residence or business address: William J. Eisen, Agent for The Blind Trust u/d/t 3/26/93 c/o Lourie & Cutler, P.C., 60 State Street, Boston, MA 02109 (c) Not applicable. (d) Not applicable. (e) Not applicable. (f) The Blind Trust which was organized under the laws of the Cook Islands, South Pacific. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The Blind Trust: $2,236,131.81; source of funds is personal and not borrowed or otherwise obtained; securities were acquired by purchase. ITEM 4. PURPOSE OF TRANSACTION The purpose of the transaction was solely for investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) The Blind Trust aggregate number of shares: 512,150 percentage of class of securities: 6.25% 4 CUSIP No. 904743101000 Page 4 of 4 SCHEDULE 13D (b) The Blind Trust Sole voting power: 512,150 Shared voting power: 0 Sole dispositive power: 512,150 Shared dispositive power: 0 (c) 70,000 shares (d) No other person has such rights other than the respective reporting person. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER The Blind Trust does not have any arrangement or other understanding with others, with respect to the securities of the issuer, other than to make an investment in such securities. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. NOTE: Please see the copy of Agency Agreement dated August 16, 1994, which was submitted as an Exhibit with the original paper filing of Schedule 13D, on or about February 21, 1997, and is incorporated herein by this reference, as evidence of the authority of the agent to sign this statement on behalf of The Blind Trust. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The Blind Trust u/d/t dated 3/26/93 Date: June 4, 1998 /s/ William J. Eisen ------------------------------------------- Signature Name/Title: William J. Eisen, Agent -----END PRIVACY-ENHANCED MESSAGE-----